SEC Filings Under Section 16
of the Securities Exchange Act of 1934, as Amended
This link includes filings under Section 16 of the Securities Exchange Act of 1934, as amended, made on behalf of Morgan Stanley's directors and reporting officers and in Morgan Stanley's capacity as a 10% shareholder required to file Section 16 reports with respect to other companies.
Click here for Section 16 Filings.
Filings for Section 16 Reporting Individuals
The following links include filings made on behalf of Morgan Stanley's directors and reporting officers. Each link may also include filings, if any, made by such person in his or her capacity as a reporting person required to file under Section 16 with respect to other companies.
Directors Click on name to view filings |
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James P. Gorman,Chairman and CEO | |
Alistair Darling | Jami Miscik |
Thomas H. Glocer | Masato Miyachi |
Robert H. Herz | Dennis M. Nally |
Erika H. James | Mary L. Schapiro |
Hironori Kamezawa | Perry M. Traquina |
Shelley B. Leibowitz | Rayford Wilkins, Jr. |
Stephen J. Luczo |
Officers Click on name to view filings |
|
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James P. Gorman,Chairman and CEO | |
Raja Akram | Andrew M. Saperstein |
Mandell Crawley | Daniel A. Simkowitz |
Eric F. Grossman | Charles A. Smith |
Edward N. Pick | Sharon Yeshaya |