Designated Brokerage Services

Discover our Designated Brokerage Services to assist you with your internal and regulatory compliance requirements for employee trade monitoring.

Secure Monitoring for Your Company

Dependable Data
Receive the data necessary to monitor daily employee trading.
Safe Data Transitions
Securely transmit and deliver trading and position data directly to your company or a third party.
Your Questions, Answered
Have access to a dedicated team who will provide ongoing support for your compliance obligations regarding employee trading activity.
Let’s Start the Conversation

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Insights for a Modern Workplace

Get the latest thinking from our experienced thought leaders. Discover new trends and unique perspectives to motivate your employees and fuel your business.